For personal use only

02/02 2015 12:05 F X
0001/008
Lm,147.120 Cihi 8*mt
T*•130017 0
PO B= 24011
R.I. 1800 "954i
,/dboi,= VC 1000
F•618 1017 1
Malboi,r= VIC *101
LIN Iii/,Illd -Ill=* A-* U#* a ll OM I Ma WIL la lilm
LEGG MASON
For personal use only
GLOBAL ARMET MANAGEMENT
To:
ASX Company Announcements
From:
Legg Mason Asset Management
Australia Umited
Fax:
03 90178665
Phone:
Phone:
03 9017 8600
Pigis (Induclng cover): 8
Dam:
2 February 2015
Platform
Company Secretary - Brad Icen Ltd
Fax:
Re:
1300 135 638 / 02 4926 8201
..
Submission of Form 605: re Bradken Umited
0 Urgent
0 For Review
0 Please Comment
El Please Reply
Cl Pleese Recycle
Il yiu do not riciili al plola plimlillvl on eil 1017 I.
Th lu li oc**dia Md ms, bi p,Mild If bcu IM nol e,8 4*Irl Md,li< 0*ell I noli el Il aldolz/l,
00*the dlili1li,ilon Of I Of*10 =inlifih d Ill h li *IdW #DII:IM Pll08 nal*le Ii:il, I;Iiil:Il* by Illiniii.
Not,..:
PI®880 ffnd follow g Form 605: Notic• of cea*ng b be a subetantial shareholder by
Legg Mason Asset Marugsment Australla Umil.
02/02 2015 12:05 F X
0002/008
For personal use only
Nodce of cm,ims * be a Iubstantial Ii.relieldir
To:
Fotm 605
Corpor=tiom, Liw
Section 6718
Bradk=t Limited
2 Mmid Stret
MAYFIELD WEST NSW 2304
1.
I*tmms of 'Ibl n«11 shareholder
Les Mmon And Managesmsit Limited (ABN 76004838 849) and Id of the bulial
corporate listed in Ancaine A
T holder ocased to be a substan al holder on 28 Janumy 2015
& previous nolice wal given to the compmty on 4 Decesnher 2014
Thop=vious notice was daind 2 Decombs 2014
2.
Dal of reievaxitic:•reit,
Parth#11*rs of=:11 change in. archange in the nature of a relevant interest oftbe
substantial holdl or an atmociatc ki Eung scomitics ofthe company or scheme, since
the Rib mitial holds was Imt requ red to givc a Iubilintial holding notice to the
compeny or achmE are al fbllows:
Da*, i
Plr,oawl»•e
Natgre of
relevit
aind
r ev:nt
=dial
iate=t
dvem k
./MEdties
relmilo, ID
chmized and
28 January
2015
Ingg Mason
ManAmmalt
Co, derat
Per=Int.I
*Sected
/11®ded
Ccued To be
8,473,281
a suberaxitial
BKN Fully
shareholder
Paid Ordi=ry
AustraH.
due to tho
Limited mid
sale of
See App=Nx B
dech of the
Seclu'ities b
bodies =porate the odinary
listed in
course of
Annexure A
businals
1
Chang. im.=0 1
The penons who have become associal= of ceased to be amocist= 04 or have
changed the nattiI. oftizir association with. the substantial holder in ral,Hi,n to mting
in#IMMdc #8 11]8 00 Plify of"ehcl-ne arels *,110.Mu
Nam® aid ACM/ARN Of applicable)
4
Ad,Ir,I
NE re of alloilit oit
02/02 2015 12:05 F X
0003/008
The 2,1*4„,90„ ofdie Perinna nlmed in thi. bm mt u follows:
For personal use only
Name
Nitlm d a=dalloa
Legs Magon Aase* Managent Al:*,lin
Limited
Dated this 2 day ofF
Level 47, 120 Collins Street, Motbolum
VIC 3000
2015
Rino Lupo
Lesg Malon A.®E M=i ne. Australia Limited
02/02 2015 12:05 F X
0004/008
ANNEXURE A
For personal use only
L."g allon, Inc. .milid./8..
Nin, of Undomking
Nature of Clo,I Unk
Legg Mason, Inc
Parim Undertaking
Sub,Idiary of Parent Undertaking
Subsldlaty of Par,nt Undelling
Lego Mason & Co., LLC
Legg Mason Asset Management Australa
Umbd
Legg Mason Asset Management Hong
Kong Umlted
Asaet Management (Japan)
Subsidiary of Parent Undertaking
Subsidiary of Parent Undertaking
Legg Mason Asset Management
Singapore PM. Umlted
Subsidiary of Parent Undertaking
Legg Mason Charitable Four)daion, Inc,
Subddlery of Parent Undertaldne
Legg Mason Int0rnational Equities (Hong
Kong) Umited
Subsidiary of Parent Undertaking
Legg Mason International Equities Umlted
Subddlary of Parint Undertaldng
Legg Mason Investmerrt Funds Linmed
Subsidlry of Parint Undert,lang
Legg MARM Inve*nents (Elsope) Umbd Suhidi,ry of Parent Undemldng
Lego Mason Investments (Ireland ) Umited_ Subsidiary of Parent Undertaking
Legg Mason Investments (Luxembovg)
Subi ry of Parent Undeml nt
SA
-ego Mason Inveetments (Tahvan) Limited
Legg Mason Political Action Committee
(-PAC)
Legg Mason Towarzy,two Funduazy
Inwestyc inych Spolka Akcyjna
Brandnvlne (UK) HolcIrgs Umlted
The Baltimore Company
Logg Mason & Co (UK) Umhd
Legg Mason Canedi Holdings Un
Legg Mason Commercial Real Estata
Senrices. Inc
Leq Mason Funding LK
Legg Mason Global Hold Ings L.ki
Legg Mason Hokings, LLC
Sub•Idlary of Parent Undertialtins
Subsldia,y of Parlm Under ldng
Subsidiary of Parem Undertiking
Subsidiary of Parlrit Undert]Idng
Subsidkary of Parent Undertakjng
Subsldla,y of Parem Under Idng
Subsidiary of Parent Underta ,
Subidlary of Parent Undertaking
Subsidiary of Parent Undidildng
Subsidiary of Parlnt Undertaking
Subsidiary of Parent Undertmlir,
Legg Mason International Holdings, LLC
Subsknary of Parint Undertaking
Lego Mmon 1 1
7 · 2 Holdligi
Subildliry of Parent Undertaking
(Cayman) Limited
Legg Magon (Chile) Inverslones Holding
Subsidh,y of Parent Undert.Wng
Limitada
Legg Mason I nvestmerrts HoldInge Umited Subsidiary of Parim Undertaldng
Legg Mason Investments Managemeril
Subsld ry of Parant Undemklng
Services Umlted
Legg Mason Investments Nominees
Subsidlary of Parent Undertabing
Limited
Legg Mason (UK) Holdings Umlted
Lego Mason Real Estate Secu,*144
Subsidiary of Parent Undertaking
Sub,Idlar, of P.Haundermld,
1
02/02 2015 12:05 F X
0005/008
For personal use only
ANNEXURE A
Advisors, Inc.
Legg Mason Realty Group, Inc.
Leqg Mason Really Parblers<Inc
Legg Mason T ver, Inc.
LM BAM. Inc.
LM (BVI) L. nl ed
LM Capital Support V, UC
1.MHoldings Umited
IM Holdings 2 Umited
LM Interna orte; Holding LP
LM Tower, LLC
Nova Scotia Com pany
Buret Associ=§86, Inc.
Brandywine Global Investment
Minagement LLC
Brandywlne Global Irr,estmerrt
Managemerrt (Canadal ULC
Brandywlne Global Investment
Manag ment (Empe) Umbu
Brandywlne Global Investment
Manigiment (A,1,)N. Limited
ClearBridge, UC
Cles,Bridge Inves:ments, LLC
ClearBrldo• Manageniert Holdings LLC
Legg Mason Clearerldge Hold Irm LLC
Ligg Mason Fund As=t Mar gement,
Inc
Legg Maion Investrneit Colrtsel, LLC
Legg Mason Investmerrt Counsel & Trust
Company, NA.
Logg Mason Irivestor Services, LLC
LeQg Mason Paitners Find Advisor, LLC
LM Pelican Holang#, LP.
LMM, LLC
IMOBC, Inc
L. P Select, LLC
Mto Currie Inve-lent M*nagement
Umlb,d
M,rtin Currie Fund M r ,ment Umlmd
Mamn Cunte Asia PTE Lhnited
Mdn Currie Inc
Martin Currie Irrvestor Sarvices Inc.
Permal Ass* Man, ement LLC
Subsld !y of Parmm Undertaking
Sub*dliry of Parent Under Idng
Subildlary of Parent Undertal ns
Subsidiary of Parent Undertiking
Subsidiary of Parent Undirtabing
Subsidlary of Parem Undermldng
Subsidiary of p.rnm Undertaking
Subs$diary of Parem Undimldn[
Subsidiryof Parent Undenald,
Subsidiary of Parem Undelldng
Subsldbry of Parerrt Underta ing
Subsidiary of Parent Under klng
Suhldbry of Parent Undemldng
Subsidiary of Parent Under ldng
Subsldlry of Parent Undemklng
Subsidiary of Parent Undirtildne
Subsidiary of Parem Undertlking
Subsidiary of Parent Undertaking
Subsldiry of Parem Undinilnt
Su ary of Pirirlt Undertlking
Sublidiary of Paint Undemling
Substd ty of Par nt Under ldns
Subildlary of Parent Undir Idnt
Subsid ry of Par,rrt Undem ng
Subsidiary of Parent Undertali,8
Subsidiary of Parent Undortaking
Subsidiary of Parm,t Undert.kIng
Subsidiary of Parent Undertal ing
Subsidiary of Parent Undert»king
Subskflary of Parent Unden.Wn,
Sub,Idlary of Parent Undertaldng
Subsidiary of Parerit Undertaling
Subsldiry of Parent Undemkil
Subsidiary of Parent Underl,Wn,
Permal Group Unllted
Subsidiary of Parant Undertaking
Subsidiary of Parent Undertaking
Subsidiary of Parmrt Undert king
Subsidiary of Pa,rit Undertaking
Pormal (Hong KoN) Umlted
Subsidiary of Parent Undertaking
Perrnal Capital Maigement LLC
Permal 0931) LLC
2
02/02 2015 12:08 F X
0008/008
For personal use only
ANNEXURE A
Permal Inve*ned Managemerit Services
Limited
Permal (Isle of Man) United
Pennal Wapan) KK
Perrnal (Sirsapore) Pts. 1.Jrr!1§,d
QS Batterymarch Frianclal Management,
Inc
QS Investors Fund MartapiInt, LLC
QS Irrveters Hold ge, LLC
QS Ir, e,§ors, LLC
C]S Ligg son Global Asset Allocation,
UC
Royce & As,0*tes, LLC
Royce Fund Services, Inc
Roti Managerneit Company, LLC
The Salrit Jine, Bank and Tnmt
Subsidiary of Parent Undertaking
Subsldkary of Parent Unden.Ing
Subsldlam of Palnt Undertaldng
Subsidiary of Pirent Undert,Wng
Subsidiary of Parent Undertaking
Subsidiary of P,r•mt Undert, ing
Subsidiary of Parent Undertaking
Subsidiary of Parim Undertaldng
Subsidiary of Parent Unlmldng
Subddlary of knit Underta ing
Subsidiary of Parent Undertaldng
Subsidiary of Parent undert,IOng
Subsidiary of Pirintundertald,
Company Ltd
We-m Aseet Manager,Int CornDE•ly
Weetam Aud Management Company
lt& Jap
We*ern As# Managimant Company
Umlted- UK
Subsldlify of Parent Undedilng
Subsidiary of hrim Undenaking
Subddiary of Pir,nt Undertaking
Westorn Agget Malgement Company Pty
LS- ALIstrNia
Subsidiary of Parent Undertaking
Welt„n Asest Managernerrt Company
DistrR,uldora de Thllos E Valores
Subidlary of Parent Undertaling
MoN'Umhda
Wesk,n Assat M.negeme t Comp,
Pta Ltd.- Slruapore
Subddiary of Pir,4 Under Wnt
Batterymarch Alia GP, LTD
BGIM Capital Management, LLC
BMML, Inc.
Subsidiary of Parlrit Under ling
Subsidbry of Parent Undertialdns
Subddlary of Parent Undemking
Subsidiary of Parent Undert )1
Subsidiary of Parent Undertiking
Fauohier P er, Um/d
Fauchler Partnern Mar,agemerit Company
Umited
Gruy Selfert & Company, LLC
[M As=t Services, LLC
LMIC Services Comp ny, LLC
Martin Currie (Holdings) Umbd
Martin Cunie Umlted
Martin Currie (Bermuda) Umlted
China Healthcare GP Urnlted
Ching Development Capitml GP 1. It,d
Martin Curfie Absolute Ritum Fund GP
Limited
Moofg Inves*ent Managemelit
Umlted (Dormant)
Mifn Currie Trustees Um®ed (Dormant)
Subsidiary of Parem Undert, ns
Subsidiary of Parlnt Undertaldr,
Subsidiary of Parent Undertmking
Subsidiary of Parim undeildng
Subsidil,y of Parem Undemklnt
Subsidiary of Parent Undertakins
Subsidiary of Parent Undertaking
Subsidiary of Pirirrt Unden.Wns
Subsidiary of Parent Undertaling
Suhldiry of Parem Undertaling
Subs}diry of Parent Undertaking
3
02/02 2015 12:08 F X
0007/008
ANNEXURE A
For personal use only
Pelican Hold gs 1, LLC
Pdcan Holdings Il, LLC
Permal BL,Iness ConsuIUng (Belyng)
Company Limited
Permmi Capital Holdings UC
penni
an International LhW
Partnernhip
Permal MEP C*,man LP
Permal Group UC
Permal Group Holdings, LLC
Pemial Group Holdirlgs Ltd.
Permal Group SAS
Subsldmfy of Parent Undellng
Subsidiary of Parent Undertaldng
Subsidiary of Parent Undertaking
Subsidiary of Par,rrt Undertaking
Subsidiary of Parent Under Ing
Subsidiary of Par, t Undertakin,
Subsidiary of Parent Undirtildr,
Suhldlery of Paria Undemldng
Sublidlry of Parem Undirt,Idnt
Subsidlary of Parent Undertald,
Pormal Irrve*ment CorIBultlr (Shinghal)
Subsidiary of Permit Undertaking
Permal UK Ltd.
Saintro Ltd.
SJBTC 1.0.
Subsidiary of Parent Undertaking
W&P Fund Services
Western Asset Hok*ngs (Aughga) Pty
Subsldiry of Pirent Undellng
Subsidiary of Paterrt Under king
Ud.
WI#Irn As# Management (B,azll)
Subildiry of Parent Urldertaldng
L:d.
Holdings Urnitada
Subsidiary of Parent Unlrtaking
Subsidiary of Parent Undertaldne
We-rn Ass* Manig,ment (Gayman)
Subsldl,ry of Parent Undertlking
Holdnge L nited
Weetsm Agast Mar ined (UK)
Holdings L,n,§ed
Subsidiary of Parent Undertaking
4
02/02 2015 12:08 F X
0008/008
ANNEXURE B
BIOI Trmsiceons from 2 D„,„nber 2014 to 28 January »15
AS Of
01/28MS
01/28/15
For personal use only
01/28/16
01/28/16
01/28/15
01/28/16
01/28/16
01/28/15
01/28/15
01/2 16
01/28/15
01/28/15
01/Z)/15
01/20/15
01/20/16
01/20/15
01/20/15
01/20/15
01M9/16
01M9/16
01/lot'15
01/19/15
01/19/15
01/19/15
01/07/16
01/05/15
12/29/14
12119/14
12/08/14
12/08/14
12/03/14
S
8
S
S
S
8
S
S
S
S
S
S
S
S
8
S
S
S
S
S
S
S
S
S
B
B
B
B
S
S
12/03/14
B
12/02/14
B
Qty
16731
43420
8778
26378
6868
31842
11921
60019
Fully Paid Ordlm,iy
Fuly Paid Odrvy
Fuly Paid Or*gy
54479
34463
17736
58847
477
1801
Fuly Pakl Ordliiy
42804
41804
Fuly Pild Ordlri y
678
1784
42804
4.2804
42804
4.2804
4.3112
4.3112
FLIUy Paid Ordlria,y
Ftly Paid OrCIr=y
=
4.3112
8404
1821
6728
logege
03474
70077
4.3112
4.3112
4.3112
4.6168
4.7085
4.0986
4.5775
12051
14958
4.4717
4.4717
3.4267
&4257
3.4518
Reglleir,d holder clis ind number
d -OU..
of..curttl=
Holdlrof rlili„lil
1-t
Lagg Mion Ald
Mallgim,nt AustmiIs
LImlb,d
Lagg Mlon AH*
Mar emef,t Au*al•
LIMI»d
L*go M'knA,IX
Sb,te Snet
684,732 BKN F uly
AL:Stral la LJm d
Paid Ordhimy
Thi B of Now
York Mdon
802,764 BKN Fully
Paid Onir-y
*emint Auttr I
Ngtonal Qistodlan
Umlted
Lagg Mmon Aget
S,/bel
1,724662 BKN
Fully Paid 04&18,7
Maillgemert Aust
Umlbed
Lagg Malai A,*
Banque NaOonale de 685,319 BKN FLIUy
Ptd Ord-y
Ple.
Man,gem.*Ausnia
3,811,416 BKN
UrnIBed
0/gg M=on Al.*
Fuly Paid Ordinary
QS Im-tors. LLC
2.7736
2.7736
2.7736
2.7736
2.7736
2.801
Fl ly Paid OrdIrgy
Fuly Paid C*druy
Fuly Paid 0,1111=y
Fuly Paid C**wy
Fuly Pa Ordilly
Furly Paid Ordirllty
2.801
2-801
Bmdkm Umited - 810; m # 2m Jin,=,201 6
Ma,iuge,ner* Austilia
Limited
P,ic.
2.801
2.801
776,149 BKN Fully
JP Morgan
Pid Ordivvy
Cred: 5ulle Priml 4,250 BKN Fully
Pald Ordinly
Fuly Paid Orcir=y
Fuly Paid Or*r-y
Fully Paid Ordhy
Fuly Pald O,Whliy
Fuly Paid Ord*=y
Fuly Pakl Ord-y
Fully Paid Ordhuy
Fully Paid Ord-y
Fully Paid Ordir=y
Fdy Paid C*dlnery
Fuly Paid Ordinlly
Fuly Pu Ord-y
Fuly Paid OdhENy
Fully Paid Ordlrilly
Fully Paid Ordhiy
Fully Paid Ordiniy
Flily Paid OrdIn,4
Fuly Paid Ord'nary
Fuly Paid Or*,a,y
Fully Paid Ord-y