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page 1/2 15 July 2001
Form 604
Corporations Act 2001
Section 671B
For personal use only
Notice of change of interests of substantial holder
To Company Name/Scheme
St Barbara Limited
ACN/ARSN
009 165 066
1. Details of substantial holder(1)
Name
SEE ANNEXURE 'A' ATTACHED TO THIS FORM
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on
30 / 01 / 2015
30 / 01 / 2015
30 / 01 / 2015
The previous notice was given to the company on
The previous notice was dated
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4)
SEE ANNEXURE 'B'
Previous notice
Person's votes
68,354,349
Present notice
Person's votes
Voting power (5)
13.81%
Voting power (5)
74,265,378 15.00%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person's votes
affected
Class and
number of
securities
Person's votes
ANNEXURE 'C'
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Registered
holder of
securities
ANNEXURE 'B'
Person entitled
to be registered
as holder (8)
Nature of
relevant
interest (6)
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page 2/2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting
interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
For personal use only
ANNEXURE 'A'
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
ANNEXURE 'D'
Signature
print name Christina Seppelt
sign here
capacity Company Secretary
date
02 /
02 / 2015
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the
form.
(2)
See the definition of "associate" in section 9 of the Corporations Act 2001.
(3)
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6)
Include details of:
(a)
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any
document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or
arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e
entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
the relevant interest was acquired.
(8)
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
(9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure
HUNTER HALL INVESTMENT MANAGEMENT LTD (A.C.N. 063 081 612)
ANNEXURES TO FORM 604
St Barbara Limited
For personal use only
ANNEXURE A:
Hunter Hall Investment Management Limited (A.C.N. 063 081 612)
Hunter Hall International Limited (A.C.N. 059 300 426)
Hunter Hall Global Value Limited (A.C.N. 107 462 966)
Hampshire Assets & Services Pty Ltd (A.C.N. 059 790 395) Aubigny Investments Pty
Limited (A.C.N. 156 613 026), Zeppelin Investments Pty Ltd (A.C.N. 122 550 369) and
Peter James Hall
ANNEXURE B:
Holder of
Person registered and
Relevant
entitled to be
Interest
Registered as Holder
Hunter Hall
JP Morgan Chase Bank,
Investment
N.A. as the Custodian
Management
of the Hunter Hall
Ltd
Value Growth Trust,
Hunter Hall Global
Value Limited and
Hunter Hall High
Conviction Equities
Trust and Hunter Hall
Global Value Limited
Hunter Hall
International
Limited
As above
Hampshire
Assets &
Services Pty
Ltd, Aubigny
Investments
Pty Limited,
Zeppelin
Investments
Pty Ltd and
Peter James
Hall
(Hampshire
Associates)
Hunter Hall
Global Value
Limited
As above
As above
Nature of relevant Interest
Hunter Hall Investment Management
Limited has the power to control the
vote attached to the securities, and the
power to exercise control over the
disposal of securities as:
•
Responsible Entity for the
Hunter Hall Value Growth Trust
(46,415,166 ORD), Hunter Hall High
Conviction Equities Trust (7,176,941
ORD) and
•
Investment Manager for
Hunter Hall Global Value Limited
( 20,673,271 ORD)
Hunter Hall International Ltd has a
relevant interest in the said securities,
as it wholly owns Hunter Hall
Investment Management Limited.
The Hampshire Associates has a
relevant interest in the said securities
as they hold approximately 44.64% of
issued securities in Hunter Hall
International Ltd. Hampshire Assets &
Services Pty Limited, Aubigny
Investments Pty Limited and Zeppelin
Investments Pty Ltd are controlled by
Peter James Hall.
Hunter Hall Global Value Limited is
managed pursuant to an investment
management agreement by Hunter Hall
Investment Management Ltd.
(20,673,271 ORD)
Class and Number
of Shares
74,265,378 ORD
As above
As above
20,673,271 ORD
For personal use only
ANNEXURE C:
Person whose relevant interest changed:
Hunter Hall Investment Management Limited
Hunter Hall International Limited
Hunter Hall Global Value Limited
Hampshire Assets and Services Pty Ltd, Aubigny Investments Pty Limited, Zeppelin
Investments Pty Ltd and Peter James Hall
Peter James Hall
Date of
Change
Nature of
Change
No. of Shares
Affected
Consideration Given in Relation
to Change AUD
Cumulative
Opening Balance:
68,354,349
28-Jan-15
Purchase
934,790.00
201,663.18
69,289,139
28-Jan-15
Purchase
2,169,186.00
467,960.66
71,458,325
29-Jan-15
Purchase
282,040.00
61,692.58
71,740,365
29-Jan-15
Purchase
Purchase
654,014.00
143,057.06
72,394,379
1,745,740.00
366,638.57
74,140,119
125,259.00
26,306.77
74,265,378
30-Jan-15
Purchase
30-Jan-15
Balance held as at 30th January 2015
% held as at 30th January 2015 based on shares on issue
*Based on Issued Share Capital of 495,102,500
ANNEXURE D:
NAME
Hunter Hall International Limited
Hunter Hall Investment Management Limited
Hunter Hall Global Value Limited
Hampshire Associates
ADDRESS
Level 2, 56 Pitt Street
SYDNEY NSW 2000
Level 2, 56 Pitt Street
SYDNEY NSW 2000
Level 2, 56 Pitt Street
SYDNEY NSW 2000
Level 2, 56 Pitt Street
SYDNEY NSW 2000
These 3 pages comprise the Annexures A to D referred to in the Form, Notice
Christina Seppelt
Company Secretary
Dated 02/02/2015
74,265,378
15.00%